古人类对赭石的利用行为在其演化中的意义

  • 杨石霞 ,
  • 许竞文 ,
  • 浣发祥
展开
  • 1.中国科学院脊椎动物演化与人类起源重点实验室,中国科学院古脊椎动物与古人类研究所,北京 100044
    2.中国科学院生物演化与环境卓越创新中心,北京 100044
    3.中国科学院大学地球与行星科学学院,北京 100049
杨石霞,副研究员, 主要从事旧石器时代考古学和人类行为演化研究。E-mail: yangshixia@ivpp.ac.cn

收稿日期: 2022-04-15

  修回日期: 2022-05-18

  网络出版日期: 2022-08-10

基金资助

自然科学基金项目(41888101);自然科学基金项目(42177424);中国科学院战略性先导科技专项(XDB26000000);中国科学院青年促进会(2020074);中国科学院地质与地球物理研究所重点部署项目(IGGCAS-201905)

Significance of modern human exploration of ochre in its evolution

  • Shixia YANG ,
  • Jingwen XU ,
  • Faxiang HUAN
Expand
  • 1. Key Laboratory of Vertebrate Evolution and Human Origins of Chinese Academy of Sciences, Institute of Vertebrate Paleontology and Paleoanthropology, Chinese Academy of Sciences, Beijing 100044
    2. Center for Excellence in Life and Paleoenvironment, Chinese Academy of Sciences, Beijing 100044
    3. College of Earth and Planetary Sciences, University of Chinese Academy of Sciences, Beijing 100049

Received date: 2022-04-15

  Revised date: 2022-05-18

  Online published: 2022-08-10

摘要

长期以来赭石利用行为被视为人类行为现代性的标志之一,受到国内外考古学界的普遍关注。本文回溯和梳理了全球背景下赭石利用的起源、发展及其与人类演化史的关系。在现代人广泛分布于全球之后,赭石利用行为更加丰富和多样化地出现在各地,然而现有考古证据表明该行为并不是解剖学意义上的现代人突变性的发明。赭石利用不能被单纯地定义为现代人行为,而应是有着长久演化积累的现代性行为之一。在长期传播与演化过程中,赭石的功能从意识形态、艺术表达等逐渐扩展到作为矿物成分被用于实际生产生活。赭石的利用历史可追溯到中更新世中期,但其广泛分布仍与晚更新世以来现代人的广泛扩散直接相关,对于理解现代人的意识形态、社会组织方式以及艺术表达、精神文化发展都具有重要的意义。国内目前所发表的相关考古学证据相对较少,以下马碑遗址为代表的材料,也恰处于现代人在全球广泛扩散的窗口期,并伴有进步的细小石器镶嵌使用的证据,成为认识东亚现代人行为的关键性考古证据。

本文引用格式

杨石霞 , 许竞文 , 浣发祥 . 古人类对赭石的利用行为在其演化中的意义[J]. 人类学学报, 2022 , 41(04) : 649 -658 . DOI: 10.16359/j.1000-3193/AAS.2022.0030

Abstract

The ochre using has been long featured centrally in debates about the origins of symbolic and cognitively modern human behavior. In this paper, we reviewed the ochre using archaeological evidence internationally to clarify its origin, developmental process and its relationship with modern human evolution. Though the ochre using could be dated back to the Middle Pleistocene and also could happened to some archaic hominins, such as Neanderthals, it is deeply related to the origin and dispersal of modern human. We also reviewed the current archaeological evidence related to the ochre exploration in China. It is quite evident that the ochre using behaviors were clear recorded 40,000 years ago, at the time window modern human arrived at North China indicated by fossil and DNA evidence.

Exploitation of ochre, happened between 300 ka and 500 ka in Africa, is a part of technique innovations or behavioral shifts recorded in Middle Pleistocene, and contemporaneous with the raise of more hominin species (including our own species). Afterwards, around 200 ka, more ochre using evidence were recorded in Africa, Europe and Western Asia. Until around 100 ka, the clear ochre processing evidence and application of ochre on body decoration, cave paintings and even as adhesive. The "ochre using" emerged in large numbers during this period, could be related the dispersal of modern human and the increasing of some archaic hominins. Until around 40 ka, when the modern human widely distributed, diverse ochre applications appeared worldwide. When reviewing the archaeological evidence from China, within this time window, the ochre processing of Xiamabei was occurred, and shows that new adaptations were taking place as modern humans entered the region roughly 40,000 years ago. Afterwards, more archaeological evidence appeared in North and South China, such as the well-known finding in Zhoukoudian Upper Cave, and recently published rock paintings at Tiger Leaping Gorge. Although residue analysis indicated that the presence of ochre within the incised lines in Lingjing site can be dated back to around 100 ka BP, this may illustrate the possibility of ochre exploration of other Late Pleistocene hominins. We should not rule out the possibility that much older ochre exploration evidence would be identified in the future archaeological studies.

We augured that the behavior adaptation and evolution should be a process, not an event. For our own species, the so called ‘behavioral modernity’ could be rooted in the evolutionary history of some late archaic hominins. The ochre using widespread after the modern human occupied most of the world, and it is a key element of the package of behavioral modernity, but it is not an event of invention of Homo sapiens.

参考文献

[1] Kelly RL. 第五次开始[M]. 译者:徐坚. 北京: 中信出版社, 2018, 1-280
[2] Hussain ST, Soressi M. The technological condition of human evolution: lithic studies as basic science[J]. Journal of Paleolithic Archaeology, 2021, 4: 25
[3] Wreschner EE, Bolton R, Butzer KW, et al. Red ochre and human evolution: a case for discussion[J]. Current Anthropology, 1980, 21(5): 631-644
[4] Tobias PV. From tools to symbols:from early hominids to modern humans (d’Errico F & Backwell L)[M]. Johannesburg: Wits University Press, 2005
[5] Mcbrearty S, Brooks AS. The revolution that wasn’t: a new interpretation of the origin of modern human behavior[J]. Journal of Human Evolution, 2000, 39(5): 453-563
[6] 杨石霞, 裴树文, 邓成龙. 早-中更新世中国古人类演化及其与气候环境的关系[J]. 人类学学报, 2021, 40(3): 436-453
[7] Zhu ZY, Dennell R, Huang WW, et al. Hominin occupation of the Chinese Loess Plateau since about 2.1 million years ago[J]. Nature, 2018, 559: 608-612
[8] Wang FG, Yang SX, Ge JY, et al. Innovative ochre processing and tool use in China 40,000 years ago[J]. Nature, 2022, 603: 284-289
[9] Rifkin RF. Processing ochre in the Middle Stone Age: testing the inference of prehistoric behaviours from actualistically derived experimental data[J]. Journal of Anthropological Archaeology, 2012, 31(2):174-195
[10] 王幼平. 泥河湾盆地下马碑遗址早期现代人出现的新证据[J]. 科学通报, 2022, doi: 10.1360/TB-2022-0256
[11] Watts I, Chazan M, Wilkins J. Early evidence for brilliant ritualized display: specularite use in the Northern Cape (South Africa) between similar to 500 and similar to 300 Ka[J]. Current Anthropology: A World Journal of the Sciences of Man, 2016, 57-3
[12] Brooks AS, Yellen JE, Richard P, et al. Long-distance stone transport and pigment use in the earliest Middle Stone Age[J]. Science, 2018, 360: 6384
[13] Peresani M, Vanhaeren M, Quaggiotto E, et al. An ochered fossil marine shell from the Mousterian of Fumane Cave, Italy[J]. PLoS ONE, 2013, 8: 7
[14] Zilhão J, Angelucci DE, Badal-García E, et al. Symbolic use of marine shells and mineral pigments by Iberian Neandertals[J]. Proceedings of the National Academy of Sciences of the United States of America, 2010, 107(3): 1023-1028
[15] Kissel M and Fuentes A. ‘Behavioral modernity’ as a process, not an event, in the human niche[J]. Time and Mind, 2018, 11: 2
[16] Nicola M, Mastrippolito C, Masic A. Iron Oxide-Based Pigments and Their Use in History[A]. In: Faivre D. Iron Oxides: From Nature to Applications[C]. New Jersey: Wiley Press. 2016, 545-566
[17] Froment F, Tournié A, Colomban P. Raman identification of natural red to yellow pigments: Ochre and iron-containing ores[J]. Journal of Raman Spectroscopy, 2008, 39(5): 560-568
[18] Lin ZY, Natoli JM, Picuri JC, et al. Replication of the conversion of goethite to hematite to make pigments in both furnace and campfire[J]. Journal of Archaeological Science: Reports, 2021, 39
[19] Pomiès MP, Menu M, Vignaud C. Tem observations of goethite dehydration: application to archaeological samples[J]. Journal of the European Ceramic Society, 1999, 19(8): 1605-1614
[20] 张腾霄, 韩布新. 红色的心理效应:现象与机制研究述评[J]. 心理科学进展, 2013, 21(3): 398-406
[21] Elliot AJ, Maier MA. Color and psychological functioning[J]. Current Directions in Psychological Science, 2007, 16: 5
[22] Power C. Sexual selection models for the emergence of symbolic communication: why they should be reversed[A]. In: Botha R and Knight C(Eds). The Cradle of Language[J]. Oxford: Oxford University Press, 2009, 257-280
[23] Power C. Cosmetics, identity and consciousness[J]. Journal of Consciousness Studies, 2010, 17: 7-8
[24] Kuhn SL. Signaling theory and technologies of communication in the Paleolithic[J]. Biological Theory, 2014, 9: 42-50
[25] 申艳茹. 中国旧石器时代遗址中赭石的功能[J]. 南方文物, 2020(1): 187-192
[26] 周玉端, 翟天民, 李桓. 旧石器时代人类对赭石的利用[J]. 江汉考古, 2017(2): 43-51
[27] Pitarch Martí A, Zilhão J, d’Errico F, et al. The symbolic role of the underground world among Middle Paleolithic Neanderthals[J]. Proceedings of the National Academy of Sciences, 2021, 118: 33
[28] Wadley L, Williamson B, Lombard M. Ochre in hafting in Middle Stone Age southern Africa: a practical role[J]. Antiquity. 2004, 78(301): 661-675
[29] D’ Errico F, Vanhaeren M, Wadley L. Possible shell beads from the Middle Stone Age layers of Sibudu Cave, South Africa[J]. Journal of Archaeological Science, 2008, 35(10): 2675-2685
[30] Shimelmitz R, Groman-Yaroslavski I, Weinstein-Evron M, et al. A Middle Pleistocene abrading tool from Tabun Cave, Israel: a search for the roots of abrading technology in human evolution[J]. Journal of Human Evolution, 2021, 150: 102909
[31] Wilkins J, Schoville BJ, Brown KS, et al. Evidence for early hafted hunting technology[J]. Science, 2012, 338(6109): 942-946
[32] Wrangham R, Carmody R. Human adaptation to the control of fire[J]. Evolutionary Anthropology: Issues, News, and Reviews, 2010, 19(5): 187-199
[33] 刘武, 吴秀杰, 邢松. 更新世中期中国古人类演化区域连续性与多样性的化石证据[J]. 人类学学报, 2019, 38(4): 473-490
[34] Stringer C. The status of Homo heidelbergensis (Schoetensack 1908)[J]. Evolutionary Anthropology: Issues, News, and Reviews, 2012, 21(3): 101-107
[35] Hublin JJ, Ben-Ncer A, Bailey SE, et al. New fossils from Jebel Irhoud, Morocco and the pan-African origin of Homo sapiens[J]. Nature, 2017, 546(7657): 289-292
[36] Roebroeks W, Sier MJ, Nielsen TK, et al. Use of red ochre by early Neandertals[J]. Proceedings of the National Academy of Sciences, 2012, 109(6): 1889-1894
[37] Bar-Yosef Mayer DE, Vandermeersch B, Bar-Yosef O. Shells and ochre in Middle Paleolithic Qafzeh Cave, Israel: indications for modern behavior[J]. Journal of Human Evolution, 2009, 56(3): 307-314
[38] Henshilwood CS, d’Errico F, van Niekerk KL, et al. A 100,000-year-old ochre-processing workshop at Blombos Cave, South Africa[J]. Science, 2011, 334: 6053
[39] Harvati K, Rödinget C, Bosman AM, et al. Apidima Cave fossils provide earliest evidence of Homo sapiens in Eurasia[J]. Nature, 2019, 571(7766): 500-504
[40] Li ZY, Wu XJ, Zhou LP, et al. Late Pleistocene archaic human crania from Xuchang, China[J]. Science, 2017, 355: 969-972
[41] Wu XJ, Bae JC, Friess M, et al. Evolution of cranial capacity revisited: a view from the late Middle Pleistocene cranium from Xujiayao, China[J]. Journal of Human Evolution, 2022, 163: 103119
[42] Li ZY, Doyon L, Li H, et al. Engraved bones from the archaic hominin site of Lingjing, Henan Province[J]. Antiquity, 2019, 93: 370
[43] Li F, Bae CJ, Ramsey CB, et al. Re-dating Zhoukoudian Upper Cave, northern China and its regional significance[J]. Journal of human evolution, 2018, 121: 170-177
[44] d'Errico F, Pitarch Martí A, Wei Y, et al. Zhoukoudian Upper Cave personal ornaments and ochre: rediscovery and reevaluation[J]. Journal of human evolution, 161, 103088
[45] 吴新智. 山顶洞中赤铁矿粉的新解释[J]. 化石, 1987(4): 14
[46] 杜水生, 王益人. 山西下川遗址发掘获重要进展[N]. 中国文物报,2015-02-13, 008
[47] 杜水生, 任海云, 张婷. 山西沁水县下川遗址富益河圪梁地点2014年T1发掘简报[J]. 考古, 2021(4): 14-28
[48] 宋艳花, 石金鸣. 山西吉县柿子滩遗址S29地点发掘简报[J]. 考古, 2017(2): 35-51+2
[49] 石金鸣, 宋艳花. 山西吉县柿子滩遗址第九地点发掘简报[J]. 考古, 2010(10): 7-17+97-98+109
[50] 原思训, 赵朝洪, 朱晓东, 等. 山西吉县柿子滩遗址的年代与文化研究[J]. 考古, 1998(6): 57-62
[51] 石金鸣, 陈虹, 宋艳花, 等. 山西吉县柿子滩遗址S12G地点发掘简报[J]. 考古与文物, 2013(3): 3-8
[52] Song YH, Cohen DJ, Shi JM. Diachronic change in the utilization of ostrich eggshell at the late Paleolithic Shizitan Site, North China[J]. Frontiers in Earth Science, 2021
[53] Liu L, Ge W, Bestel S, et al. Plant exploitation of the last foragers at Shizitan in the Middle Yellow River Valley China: evidence from grinding stones[J]. Journal of Archaeological Science, 2011, 38(12): 3524-3532
[54] Pitarch Martí A, Wei Y, Gao X, et al. The earliest evidence of coloured ornaments in China: the ochred ostrich eggshell beads from Shuidonggou Locality 2[J]. Journal of Anthropological Archaeology, 2017, 48: 102-113
[55] Li F, Kuhn SL, Bar-Yosef O, et al. History, chronology and techno-typology of the Upper Paleolithic sequence in the Shuidonggou Area, Northern China[J]. Journal of World Prehistory, 2019, 32: 111-141
[56] Zhang JF, Huang WW, Yuan BY, et al. Optically stimulated luminescence dating of cave deposits at the Xiaogushan prehistoric site, northeastern China[J]. Journal of Human Evolution, 2010, 59: 5
[57] Wu Y, Jiao YN, Ji XP, et al. High-precision U-series dating of the late Pleistocene - early Holocene rock paintings at Tiger Leaping Gorge, Jinsha River valley, southwestern China[J]. Journal of Archaeological Science, 2022, 138
[58] Zhang Y, Doyon L, Peng F, et al. An Upper Paleolithic perforated red deer canine with geometric engravings from QG10, Ningxia, northwest China[J]. Frontiers in Earth Science, 2022
[59] Dayet L, d'Errico F, García Diez M, et al. Critical evaluation of in situ analyses for the characterisation of red pigments in rock paintings: a case study from El Castillo, Spain[J]. PloS one, 2022, 17: 1
[60] George R, Christopher LH. 地质考古学:地球科学方法在考古学中的应用[M]. 译者:杨石霞,赵克良,李小强. 北京: 科学出版社, 2020
[61] 李超荣, 郁金城, 冯兴无. 北京市王府井东方广场旧石器时代遗址发掘简报[J]. 考古, 2000(9): 1-8+100-101
[62] 尹申平, 王小庆. 陕西宜川龙王辿遗址考古发掘取得重大收获[N]. 中国文物报,2006-12-01, 002
[63] 沈冠军, 王家齐, 徐必学, 等. 广西柳州白莲洞遗址的铀系年龄[J]. 地层学杂志, 2001(2): 89-93+106
[64] 蒋远金. 白莲洞遗址、庙岩遗址与仙人洞遗址的研究--华南地区旧石器时代向新石器时代过渡的典型案例透析[J]. 史前研究, 2006, 58-67
[65] Huisheng T, Kumar G, Anni J, et al. Rock art of Heilongjiang Province, China[J]. Journal of Archaeological Science: Reports, 2020, 31: 102348
[66] Huisheng T, Bednarik RG. Rock art dating by 230Th/234U analysis: an appraisal of Chinese case studies[J]. Archaeological and Anthropological Sciences, 2021, 13: 19
[67] 盖培, 卫奇. 虎头梁旧石器时代晚期遗址的发现[J]. 古脊椎动物与古人类, 1977(4): 287-300+334-335
[68] 白子麒. 老龙洞史前遗址初步研究[J]. 人类学学报, 1998(3): 49-52+55-62+64-66
[69] 赵朝洪. 北京市门头沟区东胡林史前遗址[J]. 考古, 2006(7): 3-8+97-98
[70] 李国强. 中国北方旧石器时代晚期至新石器时代早期粟类植物的驯化起源研究[J]. 南方文物, 2015(1): 93-108
文章导航

/