人类学学报 ›› 2022, Vol. 41 ›› Issue (04): 731-748.doi: 10.16359/j.1000-3193/AAS.2022.0029

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周期性气候变化与人类适应

吕厚远1,2,3()   

  1. 1.中国科学院地质与地球物理研究所新生代地质与环境院重点实验室,北京 100029
    2.中国科学院地球科学研究院, 北京 100029
    3.中国科学院大学地球与行星科学学院, 北京 101408
  • 收稿日期:2022-04-06 修回日期:2022-05-20 出版日期:2022-08-12 发布日期:2022-08-10
  • 作者简介:吕厚远,研究员,主要从事第四纪地质和环境考古研究。Email: houyuanlu@mail.iggcas.ac.cn
  • 基金资助:
    国家自然科学基金项目(41830322);国家自然科学基金项目(T2192950)

Periodic climate change and human adaptation

LYU Houyuan1,2,3()   

  1. 1. Key Laboratory of Cenozoic Geology and Environment, Institute of Geology and Geophysics, Chinese Academy of Sciences, Beijing 100029
    2. Innovation Academy for Earth Science, Chinese Academy of Sciences, Beijing 100029
    3. College of Earth and Planetary Sciences, University of Chinese Academy of Sciences, Beijing 101408
  • Received:2022-04-06 Revised:2022-05-20 Online:2022-08-12 Published:2022-08-10

摘要:

从古至今,气候变化特别是周期性气候变化,一直深刻影响着人类社会的变革和发展,从旧石器时代人类起源迁移、新石器时代文化文明演变、历史时期王朝兴衰更替,到工业化以来社会经济发展动荡等,无不留下周期性气候变化影响的烙印。本文依据近年来古气候、古人类、环境考古等研究的新证据、新进展,从周期性气候变化的角度审视人类社会各个发展阶段、关键节点的气候特征;通过典型案例,介绍和分析旧石器、新石器、历史时期不同时空尺度周期性气候变化和人类活动之间复杂的相互作用关系,讨论自然科学和人文社会科学对气候变化与人类活动关系认识的异同,阐述在学科交叉背景下研究气候与人类活动关系的新范式。

关键词: 气候变化, 周期性, 人类活动, 文化演替, 学科交叉, 人地关系

Abstract:

Since ancient times, climate change, especially periodic oscillation, has profoundly affected the transformation and development of human society. Periodic climate change left its imprints in the origins and migration of humans in the Paleolithic Age, the evolution of culture and civilization in the Neolithic Age, the rise and fall of dynasties in historical periods, the socio-economic turmoils in the era of industrialization, and all other anthropological issues. On the basis of new evidence and progresses in paleoclimatology, paleoanthropology, and environmental archaeology in recent years, this paper examines climatic characteristics at various development stages and key nodes of human society from the perspective of periodic climate change. Using typical study cases, it introduces and analyzes the complex interaction between periodic climate change and human activities at different temporal and spatial scales in the Paleolithic, Neolithic and historical periods, involving the link of periodic climate change to human evolution and migration during the Paleolithic Age, the association of periodic climate change with cultural succession as well as the origin and development of agriculture during the Neolithic Age, complex relationship between periodic climate change and human activities since the historical period, and new viewpoints on the mechanisms of periodic climate change and human social adaptability; it also discusses the similarities and differences between natural and social sciences in understanding the mechanisms underlying the relationship of climate change to human activities, and expounds a new paradigm to study of the relationship between climate change and human activities under the background of interdisciplinary research.

This new research paradigm involves progresses and breakthroughs in theories, methods, technologies, and applications of climate change and social-cultural development. The following aspects thus must be considered in future studies: 1) transforming the traditional and scattered evidence of qualitative description into continuous temporal-spatial sequences of quantitative parameters (e,g., rate of change, speed, amplitude, threshold) and, and taking into account the multi-source, multi-scale, high-dimensional and complex spatio-temporal dependence of data; 2) merging the case study into the statistical test of big data, and distinguishing the climate-culture phenomena and nodes associated with periodic changes and event superpositions at different time scales through statistical methods such as Bayesian probability and probability inference; 3) carrying out systematical studies on the representative signs of cultures and their quantitative methods in different scenes of history and prehistoric periods, and establishing linear-nonlinear relationships models among human activities, cultural changes, and variations of temperature, precipitation and ecological environment; and 4) having a clear understanding that the studies of paleoclimate changes are providing evidence of multi-layered interaction for the study of earth system science together with the studies of archaeological culture instead of just serving for interpreting past human activities.

Key words: climate change, periodically, human activities, cultural succession, Interdisciplinarity, human-environment interaction

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